Municipal Securities Rulemaking Board

Results: 1131



#Item
211Financial economics / Municipal Securities Rulemaking Board / Business / Finance / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Securities regulation in the United States / Self-regulatory organizations / United States securities law / Financial regulation

-- IIIMSRB Municipal Securities Rulemaking Board October 17, 20 14

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 11:54:02
212Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / Municipal bond / Broker-dealer / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-03 13:12:56
213Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Act / Economy of the United States / Financial Industry Regulatory Authority / Self-regulatory organizations / Financial regulation / United States securities law

August 26, 2014 VIA ELECTRONIC MAIL TO: [removed] Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2014-08-27 11:39:54
214Financial economics / Financial system / Municipal Securities Rulemaking Board / United States securities law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Registered Investment Advisor / Security / Investment Advisor / Self-regulatory organizations / Business / Finance

VIA ELECTRONIC MAIL September 29, 2014 Kevin M. O’Neill Deputy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 13:36:48
215Finance / United States securities law / Financial system / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / Financial markets / U.S. Securities and Exchange Commission / Security / Securities market / Self-regulatory organizations / Business / Financial regulation

September 29, 2014 VIA ELECTRONIC MAIL: [removed] Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2014-09-30 13:47:10
216United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Chief compliance officer / Securities Exchange Act / Law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Corporate governance / Regulatory compliance / Financial regulation

-- IIIMSRB Municipal Securities Rulemaking Board October 17, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 11:58:53
217Presidency of Barack Obama / Public finance / Economic policy / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Federalreporting.gov / U.S. Securities and Exchange Commission / Municipal bond / American Recovery and Reinvestment Act / Government / Economy of the United States / 111th United States Congress

FEDERAL FOCUS Accountability and Transparency in the American Recovery and Reinvestment Act By Susan Gaffney and Barrie Tabin Berger

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Source URL: www.gfoa.org

Language: English - Date: 2014-05-07 17:46:34
218Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-27 07:01:15
219Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / Municipal bond / Broker-dealer / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-03 13:20:06
220Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-03 13:10:43
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